Educational drafts — ProofWindow helps founders prepare a first SOC 2. Not legal or audit advice. Not a GRC product.

PW-SOC2-005 SOC 2 readiness spoke

What to send procurement in week 2 (questionnaire path)

TL;DR. When you cannot yet attach a SOC 2 report, send a clear in-progress status, security overview, architecture diagram, MFA/encryption statements, subprocessors list, and a filled CAIQ-Lite or SIG-Lite. Honesty about timeline beats a vague “coming soon.”

By ProofWindow Editorial Published Last reviewed REVIEW-20260905

Week-2 packet contents

  1. Status letter — scoped categories, Type 1/2 intent, target report month, auditor engaged or shortlisted.
  2. One-page security overview — hosting, encryption in transit/at rest, MFA, logging, incident contact.
  3. Architecture diagram — data flow at a level you would show a SE.
  4. Subprocessors list — current, dated.
  5. Questionnaire — CAIQ-Lite or SIG-Lite completed from a single source of truth.
  6. Policies index — titles + last reviewed dates (attach only if asked).

What not to invent

A real questionnaire is often the right trigger to start SOC 2 in earnest—not a vague “we should get compliant someday.”

Questions founders ask

What if they demand a report this month?

Share status, packet, and the soonest honest date—or walk if the date is impossible.

Should we share draft policies?

Prefer an index; share full policies when requested under NDA.

Is a pen test required in week 2?

Not universally. Send what you have; do not invent.